Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsBECMulti-Stage ChainWire FraudCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

PHILLIP CAPITAL INC.

bd_3abf8cbfa0eaae98 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Feb 28, 2018

Filed

Feb 28, 2019

To disclose

12 months

Affected

Not disclosed

Linked

4 filings

Confidence

66%

Full breach record for PHILLIP CAPITAL INC. →2 incidents on file

Phillip Capital Inc. disclosed a cyber-hacking incident on February 28, 2018, initiated by a phishing email from a third-party vendor. Attackers accessed employee email accounts to identify corporate clients for wire fraud. Compromised data included names, addresses, SSNs, and banking information. The company contained the breach, cooperated with law enforcement, and offered 12 months of identity monitoring to affected customers.

J jump to incidentP pin to compareR raw source

Incident timeline

discovery → filing · 12 months / 365 days

Feb 28, 2018

Begins

Feb 28, 2018

Discovered

Feb 28, 2019

Filed

vs. sector median

+43 wks slower

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Massachusetts State AGbd_e770a957bdc934862019-02-28Verified
New Hampshire State AGbd_14681eb567c40f472019-02-22 · +6dVerified
Montana State AGbd_bd0639fb78687f1c2019-02-21 · +7dCandidate

Name: PHILLIP CAPITAL INC.
norm: phillip capital
Domain: phillipcapital.com

Name: PHILLIP CAPITAL INC.
norm: phillip capital
Domain: phillipcapital.com
Industry: Financial Servicesllm

Discovered: Feb 28, 2018
Breach occurred: Feb 28, 2018
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: —
Affected individuals: Not disclosed
Data types: Identity (basic)Government IDFinancial account
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: ExternalFinancial
Initial access: phishing_link

During the incident: Cut off all unauthorized access
Contacted and cooperated with U.S. and international law enforcement authorities
Offering a complimentary 12-month membership of Experian’s IdentityWorks
Changes made: Strengthening password policies
Enhancing business processes
Expanding use of multifactor authentication
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 12 months(365 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Montana State AGFeb 21 · first

New Hampshire State AG+1d

Massachusetts State AG+7d

California State AG+7d · this page

Pattern: first filing Feb 21 (MT), last Feb 28 (CA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://oag.ca.gov/ecrime/databreach/reports/sb24-145084
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Feb 28, 2019
Raw hash: 1f3f5e9c7d9616fe131f6fe63ce1c8cab6f1fcf2c2dfeb64e005c6d19d2f024d

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityPHILLIP CAPITAL INC.

Victim entityPHILLIP CAPITAL INC.

Incidentdiscovered Feb 28, 2018

Stated responseCut off all unauthorized access

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenanceoag.ca.gov