Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsBECMulti-Stage ChainTargetedCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

PHILLIP CAPITAL INC.

bd_14681eb567c40f47 · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Feb 22, 2019

To disclose

—

Affected

21state residents only

Linked

4 filings

Confidence

68%

Full breach record for PHILLIP CAPITAL INC. →2 incidents on file

Phillip Capital, Inc. notified the NH Attorney General of a phishing incident on Feb 28, 2018. Attackers accessed employee email accounts to target corporate wire transfers. No evidence of individual PII breach, but 21 NH residents notified as precaution. Data potentially exposed included names, SSNs, and financial info. Remediation included MFA and password policy changes.

J jump to incidentP pin to compareR raw source

Incident timeline

Feb 28, 2018

Begins

Feb 22, 2019

Filed

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Montana State AGbd_bd0639fb78687f1c2019-02-21 · +1dCandidate
California State AGbd_3abf8cbfa0eaae982019-02-28 · +6dVerified
Massachusetts State AGbd_e770a957bdc934862019-02-28 · +6dVerified

Name: PHILLIP CAPITAL INC.
norm: phillip capital
Domain: phillipcapital.com

Name: PHILLIP CAPITAL INC.
norm: phillip capital
Domain: phillipcapital.com
Industry: Financial Servicesllm

Discovered: —
Breach occurred: Feb 28, 2018
Materiality determined: —
Notification sent: —
Affected individuals: 21state-resident count only
Data types: Identity (basic)Government IDFinancial account
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: ExternalFinancial
Regulator citations: Notified New Hampshire Office of the Attorney General
Initial access: phishing_link

During the incident: Cut off all unauthorized access
Contacted and are cooperating with U.S. and international law enforcement authorities
Engaged Experian to provide identity theft protection and credit monitoring services for 12 months at no cost to potentially affected individuals
Sent notifications to approximately twenty-one (21) New Hampshire residents
Changes made: Implemented additional protections and controls to mitigate the risk of future breaches
Strengthening password policies
Enhancing business processes
Expanding use of multifactor authentication
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Montana State AGFeb 21 · first

New Hampshire State AG+1d · this page

California State AG+7d

Massachusetts State AG+7d

Pattern: first filing Feb 21 (MT), last Feb 28 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/phillip-capital-20190222.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Feb 22, 2019
Raw hash: 7186759a2ec748bd255e95f400228d8a7ab9fa26b9bc68bdd04f9b75836e4ffe

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityPHILLIP CAPITAL INC.

Victim entityPHILLIP CAPITAL INC.

IncidentPhishing

Stated responseCut off all unauthorized access

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov