NWAM, LLC
ent_d4e21dce5a31426ac14bf4b9
Disclosures
2
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
20
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- NWAM, LLC
- Normalized
- nwam— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (2)newest first
- Massachusetts State AGas victim2018-03-26
NWAM, LLC dba Northwest Asset Management dba RIA Innovations reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-03-26. 20 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2018-03-23
NWAM, LLC notified the NH AG of an email compromise affecting one resident. Discovered Jan 31, 2018, after an employee fell victim to a phishing attack. Compromised account contained name, SSN, and potentially financial data. Notification sent March 23, 2018, offering credit monitoring.