DisclosureLens
Compliance scorecard · 1825d

National Advisors Holdings, Inc.

11 disclosures across 8 jurisdictions · 2024-02-02 2024-08-14. Severity score: 5 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 18).

Disclosures
11

1825-day window · this entity as victim

Late clocks
4

apparent from filed dates · see trail

% on-time
16.7%

of 6 clock verdicts

Severity score
5

max per incident · per-filing sum: 18

Sector context · Finance

This entity:
16.7% on-time (n=6 clock verdicts)
Sector cohort:
25.6% on-time (n=2,333 clock verdicts)

Cohort: 6,590 filings from 2,125 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

us-in no notification-clock framework implemented for this jurisdiction

us-mt no notification-clock framework implemented for this jurisdiction

us-nh no notification-clock framework implemented for this jurisdiction

us-sc no notification-clock framework implemented for this jurisdiction

Discovery dates behind these clocks: 1 ag web form · 5 letter-grounded · 1 occurrence date · 2 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • Maine State AG (2)
  • New Hampshire State AG (2)
  • Vermont State AG (2)
  • California State AG (1)
  • Indiana State AG (1)
  • Massachusetts State AG (1)
  • Montana State AG (1)
  • South Carolina State AG (1)

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings
4

late notice filings

Recurrence interval
192d

median days between incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-ca010%
us-ma00
us-me1233%
us-vt020%

Cumulative data type exposure

credentialsfinancial_accountfinancial_credentialsidentity_basicidentity_governmentpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2024-08-14state_agus-vtLowVT AG >45 bday
2024-08-13state_agus-meHigh14.2KME AG >90dME resident >180d· discovery date: occurrence date
2024-08-12state_agus-nhMedium101state
2024-02-05state_agus-scLow301state
2024-02-04state_agus-maMedium807state
2024-02-03state_agus-meMedium14.0K
2024-02-02state_agus-caLowCA 60-day late
2024-02-02state_agus-nhMedium84state
2024-02-02state_agus-vtLowVT AG >45 bday
2024-02-02state_agus-mtLow37state
2024-02-02state_agus-inMedium14.0K