DisclosureLens
Compliance scorecard · 1825d

Fidelity Investments

18 disclosures across 12 jurisdictions · 2022-07-13 → 2024-10-14. Severity score: 8 across 3 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 34).

Disclosures
18

1825-day window · this entity as victim

Late clocks
3

apparent from filed dates · see trail

% on-time
25.0%

of 4 clock verdicts

Severity score
8

max per incident · per-filing sum: 34

Sector context · Finance

This entity:
25.0% on-time (n=4 clock verdicts)
Sector cohort:
26.5% on-time (n=2,252 clock verdicts)

Cohort: 6,689 filings from 2,136 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

us-de — no notification-clock framework implemented for this jurisdiction

us-il — no notification-clock framework implemented for this jurisdiction

us-in — no notification-clock framework implemented for this jurisdiction

us-mt — no notification-clock framework implemented for this jurisdiction

us-nh — no notification-clock framework implemented for this jurisdiction

us-sc — no notification-clock framework implemented for this jurisdiction

us-vt — clock not computable from the dates recorded in the filings

Discovery dates behind these clocks: 4 ag web form · 2 letter-grounded · 2 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • Massachusetts State AG (137)
  • New Hampshire State AG (5)
  • California State AG (2)
  • Delaware State AG (1)
  • Illinois State AG (1)
  • Indiana State AG (1)
  • Maine State AG (1)
  • Montana State AG (1)
  • Oregon State AG (1)
  • South Carolina State AG (1)
  • Vermont State AG (1)
  • Washington State AG (1)

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
3

within lookback window

Late filings
3

late notice filings

Recurrence interval
410d

median days between incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-ca10100%
us-ma00—
us-me010%
us-or010%
us-wa010%

Cumulative data type exposure

financialfinancial_accounthealth_basicidentity_basicidentity_governmentphipii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2024-10-14state_agus-scLow903state
2024-10-09state_agus-caLow—
2024-10-09state_agus-waHigh2.7KstateWA AG >30d· discovery date: ag web form
2024-10-09state_agus-orMedium77.1KOR AG >45d· discovery date: ag web form
2024-10-09state_agus-nhLow—
2024-10-09state_agus-meMedium77.1KME AG >30d· discovery date: ag web form
2024-10-09state_agus-inMedium77.1K
2024-10-09state_agus-mtLow160state
2024-10-09state_agus-maHigh2.8Kstate
2024-10-01state_agus-ilLow—
2023-07-17state_agus-nhHigh2.1Kstate
2023-07-12state_agus-vtMedium—
2023-07-11state_agus-caLow—
2023-07-10state_agus-deHigh1.6Kstate
2022-08-04state_agus-maMedium1state
2022-07-19state_agus-maMedium1state
2022-07-13state_agus-maMedium2state
2022-07-13state_agus-maMedium2state