Evanson Asset Management
ent_9ddd1c0f51d11285d5373bf3
Disclosures
3
State AG · 3 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
3
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Evanson Asset Management
- Normalized
- evanson asset management— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- evansonasset.com
Disclosure history (3)newest first
- South Carolina State AGas victim2017-02-17
Evanson Asset Management notified customers of a phishing incident on Jan 9-10, 2017, where employee computers were compromised. Personal info including SSNs, names, and financial account numbers were potentially exposed. The firm notified custodians and offered credit monitoring.
- Montana State AGas victim2017-02-14
Evanson Asset Management notified customers that a targeted phishing email compromised two employee computers on Jan 9-10, 2017. Unauthorized access was gained to email correspondence containing customer names, email addresses, and financial account numbers. No SSNs were exposed. The firm notified custodian financial institutions to enhance monitoring.
- Massachusetts State AGas victim2017-02-13
Evanson Asset Management reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2017-02-13. 3 Massachusetts residents were affected. The report records the breach type as electronic.