Wells Fargo Clearing Services, LLC
19 disclosures across 3 jurisdictions · 2022-01-06 → 2026-04-07. Severity score: 23 across 14 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 28).
1825-day window · this entity as victim
none in window
no clock evaluations
max per incident · per-filing sum: 28
Sector context · Finance
- This entity:
- no clock-evaluable filing
- Sector cohort:
- 26.5% on-time (n=2,252 clock verdicts)
Cohort: 6,688 filings from 2,136 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Massachusetts0 on-time · 0 late · 6 informational · 6
us-in — no notification-clock framework implemented for this jurisdiction
us-mt — no notification-clock framework implemented for this jurisdiction
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Massachusetts State AG (23)
- Montana State AG (2)
- Indiana State AG (1)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ma | 0 | 0 | — |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2026-04-07 | state_ag | us-ma | Medium | 1state | |
| 2026-01-26 | state_ag | us-ma | Low | 1state | |
| 2026-01-22 | state_ag | us-ma | Medium | 1state | |
| 2025-06-13 | state_ag | us-ma | Low | 1state | |
| 2025-05-14 | state_ag | us-ma | Medium | 3state | |
| 2024-12-30 | state_ag | us-ma | Medium | 3state | |
| 2024-09-19 | state_ag | us-ma | Medium | 4state | |
| 2024-09-18 | state_ag | us-in | Low | 607 | |
| 2024-06-10 | state_ag | us-ma | Low | 1state | |
| 2024-05-08 | state_ag | us-ma | Low | 6state | |
| 2024-02-16 | state_ag | us-ma | Low | 1state | |
| 2023-09-29 | state_ag | us-ma | Low | 9state | |
| 2023-09-25 | state_ag | us-ma | Medium | 3state | |
| 2023-05-30 | state_ag | us-ma | Low | 1state | |
| 2023-03-27 | state_ag | us-ma | Low | 3state | |
| 2023-01-19 | state_ag | us-ma | Low | 2state | |
| 2023-01-19 | state_ag | us-mt | Medium | 1state | |
| 2022-03-02 | state_ag | us-ma | Medium | 2state | |
| 2022-01-06 | state_ag | us-ma | Medium | 1state |