Upstream Advisory Group LLC
ent_875778b69c9b4cc2
Disclosures
2
State AG · 2 jurisdictions
Incidents
1
filings grouped by incident
Max affected reported
2
as filed · State AG ME
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Upstream Advisory Group LLC
- Normalized
- upstream advisory— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (2)newest first
- 🦞Maine State AGas victim2025-09-18
Upstream Advisory Group LLC, a financial services firm in Garner, NC, experienced an email phishing incident in which an unauthorized individual accessed one company email account between May 21 and May 28, 2025. The breach was discovered on August 19, 2025. The account contained names, Social Security numbers, and/or health insurance information of 2 Maine residents. Notifications were mailed September 18, 2025, and one year of credit monitoring via Epiq was offered.
- 🏎️Indiana State AGas victim2025-09-18
Upstream Advisory Group LLC reported a data breach to the Indiana Attorney General. The breach occurred on 2025-05-21 and was reported on 2025-09-18. 2 Indiana residents were affected.