Upstream Advisory Group LLC
ent_875778b69c9b4cc2
Disclosures
4
State AG · 4 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
2
as filed · State AG ME
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Upstream Advisory Group LLC
- Normalized
- upstream advisory— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (4)newest first
- Maine State AGas victim2025-09-18
Upstream Advisory Group LLC reported a phishing incident affecting one email account. Unauthorized access occurred between May 21 and May 28, 2025. The breach exposed names, SSNs, and health insurance info for 2 Maine residents. Discovered August 19, 2025. Notifications sent September 18, 2025, with credit monitoring offered.
- Indiana State AGas victim2025-09-18
Upstream Advisory Group LLC reported a data breach to the Indiana Attorney General. The breach occurred on 2025-05-21 and was reported on 2025-09-18. 2 Indiana residents were affected.
- Nebraska State AGas victim2025-09-18
Upstream Advisory Group LLC reported a phishing incident involving one employee email account. Unauthorized access occurred between May 21 and May 28, 2025. On August 19, 2025, the company determined one Nebraska resident's name and Social Security Number were accessed. A notification letter was mailed on September 18, 2025, offering one year of credit monitoring.
- Massachusetts State AGas victim2025-09-18
Upstream Advisory Group LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-09-18. 2 Massachusetts residents were affected.