DisclosureLens
Compliance scorecard · 1825d

Lobel Financial

3 disclosures across 3 jurisdictions · 2023-11-06 2023-11-09. Severity score: 1 across 1 incident (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 3).

Disclosures
3

1825-day window · this entity as victim

Late clocks
2

apparent from filed dates · see trail

% on-time
0.0%

of 2 clock verdicts

Severity score
1

max per incident · per-filing sum: 3

Sector context · Finance

This entity:
0.0% on-time (n=2 clock verdicts)
Sector cohort:
25.6% on-time (n=2,333 clock verdicts)

Cohort: 6,596 filings from 2,126 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

us-ma clock not computable from the dates recorded in the filings

Discovery dates behind these clocks: 1 letter-grounded · 1 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • California State AG (1)
  • Massachusetts State AG (1)
  • Vermont State AG (1)

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
1

within lookback window

Late filings
2

late notice filings

Recurrence interval

median days between incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-ca010%
us-vt010%

Cumulative data type exposure

employmentfinancialfinancial_accountidentity_basicpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2023-11-09state_agus-caLowCA 60-day late
2023-11-09state_agus-maLow1state
2023-11-06state_agus-vtLowVT AG >45 bday· discovery date: unattributed