PlanMember Securities Corporation
14 disclosures across 10 jurisdictions · 2022-01-01 → 2022-07-01. Severity score: 5 across 3 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 31).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 8 clock verdicts
max per incident · per-filing sum: 31
Sector context · Finance
- This entity:
- 25.0% on-time (n=8 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,334 clock verdicts)
Cohort: 6,589 filings from 2,124 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Maine1 on-time · 4 review · 1 late · 6
- Washington0 on-time · 1 review · 0 late · 1
- Massachusetts0 on-time · 0 late · 1 informational · 1
- Oregon1 on-time · 0 late · 1
- Hawaii0 on-time · 0 late · 1 informational · 1
us-ca — clock not computable from the dates recorded in the filings
us-il — no notification-clock framework implemented for this jurisdiction
us-in — no notification-clock framework implemented for this jurisdiction
us-mt — no notification-clock framework implemented for this jurisdiction
us-nh — no notification-clock framework implemented for this jurisdiction
Discovery dates behind these clocks: 6 ag web form · 3 letter-grounded · 3 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Maine State AG (3)
- California State AG (2)
- Illinois State AG (2)
- Hawaii State AG (1)
- Indiana State AG (1)
- Massachusetts State AG (1)
- Montana State AG (1)
- New Hampshire State AG (1)
- Oregon State AG (1)
- Washington State AG (1)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-hi | 0 | 0 | — |
| us-ma | 0 | 0 | — |
| us-me | 1 | 5 | 17% |
| us-or | 1 | 0 | 100% |
| us-wa | 0 | 1 | 0% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2022-07-01 | state_ag | us-mt | Medium | 122state | |
| 2022-06-30 | state_ag | us-hi | High | 3.3Kstate | |
| 2022-06-29 | state_ag | us-ca | Medium | — | |
| 2022-06-27 | state_ag | us-me | High | 97.2K | ME AG >90dME resident >60d· discovery date: ag web form |
| 2022-06-15 | state_ag | us-in | Medium | 71.1K | |
| 2022-04-16 | state_ag | us-me | High | 71.1K | ME AG >30dME resident >60d· discovery date: ag web form |
| 2022-04-16 | state_ag | us-ma | Medium | 188state | |
| 2022-04-15 | state_ag | us-ca | Medium | — | |
| 2022-04-15 | state_ag | us-wa | High | 96.8K | WA AG >30d |
| 2022-04-15 | state_ag | us-or | Medium | 71.1K | |
| 2022-04-12 | state_ag | us-me | High | 71.1K | ME resident >60d· discovery date: ag web form |
| 2022-04-11 | state_ag | us-nh | Medium | 16state | |
| 2022-01-01 | state_ag | us-il | Low | — | |
| 2022-01-01 | state_ag | us-il | Low | — |