Capital Formation Group, Inc.
8 disclosures across 4 jurisdictions · 2023-07-27 → 2024-01-16. Severity score: 5 across 3 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 12).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 4 clock verdicts
max per incident · per-filing sum: 12
Sector context · Finance
- This entity:
- 25.0% on-time (n=4 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,331 clock verdicts)
Cohort: 6,595 filings from 2,122 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Maine1 on-time · 2 review · 0 late · 3
- Massachusetts0 on-time · 0 late · 1 informational · 1
- Vermont0 on-time · 1 late · 1
us-nh — no notification-clock framework implemented for this jurisdiction
Discovery dates behind these clocks: 3 ag web form · 1 letter-grounded · 3 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Maine State AG (3)
- New Hampshire State AG (3)
- Massachusetts State AG (1)
- Vermont State AG (1)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ma | 0 | 0 | — |
| us-me | 1 | 2 | 33% |
| us-vt | 0 | 1 | 0% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2024-01-16 | state_ag | us-nh | Low | 2state | |
| 2024-01-09 | state_ag | us-me | Low | 274 | ME AG >30d· discovery date: ag web form |
| 2023-08-23 | state_ag | us-nh | Medium | 4state | |
| 2023-08-23 | state_ag | us-me | Medium | 297 | ME AG >30d· discovery date: ag web form |
| 2023-07-27 | state_ag | us-vt | Low | — | VT AG >45 bday· discovery date: unattributed |
| 2023-07-27 | state_ag | us-me | Medium | 269 | |
| 2023-07-27 | state_ag | us-ma | Medium | 115state | |
| 2023-07-27 | state_ag | us-nh | Low | 1state |