DisclosureLens
Compliance scorecard · 1825d

Interactive Brokers LLC

2 disclosures across 2 jurisdictions · 2024-05-16 2025-05-22. Severity score: 4 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 4).

Disclosures
2

1825-day window · this entity as victim

Late clocks 1.0%
1

apparent from filed dates · see trail

% on-time
33.3%

below 80%

Severity score
4

max per incident · per-filing sum: 4

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for the source filings.

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings 1.0%
1

late notice filings

Recurrence interval
371d

median days between incidents

Cumulative affected: 616 individuals across all prior incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-ca10100%
us-me020%

Cumulative data type exposure

financial_accountfinancial_credentialsidentity_basicidentity_governmentminorpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2025-05-22state_agus-caMedium
2024-05-16state_agus-meMedium616ME AG >90dME resident >60d