Advisor Group Holdings, Inc
2 disclosures across 2 jurisdictions · 2023-05-17 → 2023-05-17. Severity score: 2 across 1 incident (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 3).
1825-day window · this entity as victim
apparent from filed dates · see trail
below 80%
max per incident · per-filing sum: 3
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for the source filings.
- Oregon0 on-time · 1 late · 1
us-mt — no notification-clock framework implemented for this jurisdiction
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-or | 0 | 1 | 0% |
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.