M Holdings Securities, Inc.
ent_35bd58f0af2ea6ee39c6cedd
Disclosures
6
State AG · 4 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
303
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- M Holdings Securities, Inc.
- Normalized
- m holdings securities— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (6)newest first
- Massachusetts State AGas victim2019-12-03
M Holdings Securities, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-12-03. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2016-09-06
M. Holdings Securities, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2016-09-06. 303 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2016-08-31
M Holdings Securities, Inc. notified the NH AG of a stolen laptop containing client PII (SSN, DL, financial accounts). Discovered Aug 1, 2016. 17 NH residents affected. Law enforcement contacted; forensic investigator retained.
- California State AGas victim2016-08-31
M Holdings Securities, Inc. reported the theft of an employee's company laptop from a parked car on July 29, 2016. The device may have contained personal information including names, addresses, Social Security numbers, driver's license numbers, and financial account numbers. The company notified law enforcement, retained a forensic investigator, and offered one year of complimentary identity protection services to affected individuals.
- Montana State AGas reporting2016-08-31
Kimpton Hotels & Restaurants notified customers of a payment card incident involving malware installed on servers processing card data at hotel restaurants and front desks. Unauthorized access occurred between Feb 16 and July 7, 2016. The company discovered the incident on July 15, 2016, hired forensic firms, notified law enforcement, and resolved the issue by August 31, 2016.
- Massachusetts State AGas victim2014-10-06
M Holdings Securities reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2014-10-06. 1 Massachusetts residents were affected. The report records the breach type as electronic.
Subsidiary disclosures (6)filed by group companies
◈ These filings were made by or about subsidiaries of M Holdings Securities, Inc. — not by M Holdings Securities, Inc. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- Massachusetts State AGvia Mezrah Financial2025-12-22
Mezrah Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-12-22. 2 Massachusetts residents were affected.
- Maine State AGvia Mezrah Financial2025-12-22
Mezrah Financial, a Florida-based financial advisory firm, reported a data security incident where an employee email account was accessed without authorization. The breach, discovered on February 19, 2025, potentially exposed names, addresses, dates of birth, and Social Security numbers. One Maine resident was notified on December 18, 2025. The firm engaged forensic investigators and offered 12 months of credit monitoring and identity protection services.
- New Hampshire State AGvia Mezrah Financial2025-12-22
Mezrah Financial, a Florida-based financial advisory firm, notified the New Hampshire Attorney General of a data security incident affecting 2 New Hampshire residents. On or about February 19, 2025, Mezrah became aware of suspicious activity in its email environment, leading to the unauthorized acquisition of an employee's email contents. The affected data included names, addresses, dates of birth, and Social Security numbers. Mezrah engaged independent forensic reviewers, offered 12 months of credit monitoring and identity protection via IDX/Zerofox, and implemented additional technical security measures. No evidence of misuse was found.
- Indiana State AGvia Mezrah Financial2025-12-18
Mezrah Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2025-02-19 and was reported on 2025-12-18. 1 Indiana residents were affected. 1,000 individuals affected in total.
- Massachusetts State AGvia Mezrah Financial2019-12-09
Mezrah Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-12-09. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGvia Mezrah Financial2019-12-02
Mezrah Financial, an affiliate of M Holdings Securities, reported unauthorized access to employee email accounts between July 1-18, 2019. Discovered July 8, 2019, the incident affected personal information including names and driver's license numbers. One New Hampshire resident was notified on November 22, 2019, and offered credit monitoring.