HD Vest Investment Services (2)
ent_2b45ac89dfbf8eae6740b2c6
Disclosures
6
State AG · 3 jurisdictions
Multi-filing incidents
2
incidents joining 2+ filings here
Max affected reported
818
as filed · State AG MT
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- HD Vest Investment Services (2)
- Normalized
- hd vest investment services 2— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (6)newest first
- Massachusetts State AGas victim2017-05-12
HD Vest Investment Services reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2017-05-12. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2016-11-21
HD Vest Investment Services reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2016-11-21. 2 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2016-11-18
HD Vest Investment Services reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2016-11-18. 2 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2016-10-05
HD Vest Investment Services notified the New Hampshire Attorney General of a phishing incident affecting 2 state residents. An advisor received a malicious message on July 28, 2016, granting an attacker remote access to her computer until August 1, 2016. The attacker potentially accessed customer PII, including SSNs. HD Vest notified residents on October 4, 2016, and offered credit monitoring.
- Montana State AGas victim2016-10-05
HD Vest Investment Services notified clients in Montana that an advisor received a phishing message on or around July 28, 2016, granting an unauthorized individual remote access to her computer until August 1, 2016. The attacker potentially accessed names, addresses, DOBs, phone numbers, and SSNs. HD Vest offered one year of credit monitoring.
- Montana State AGas victim2016-08-04
HD Vest Investment Services notified Montana residents of a phishing incident where an advisor's computer was compromised via a malicious message. The attacker gained remote access, potentially exposing client PII including SSNs. The incident was discovered on July 11, 2016, and credit monitoring services were offered to affected individuals.