norm: b riley wealth managementUSLEI 254900CC1LNOKH7UHW70 · no CIKMax severity: Low↳ subsidiary of B. Riley Financial, Inc.

Canonical registry

B. Riley Wealth Management, Inc.

ent_01a00d059b2ec79d2b4044637d7f2c9a

Compliance scorecard →View in feed →

Disclosures

1

State AG · 1 jurisdiction

Multi-filing incidents

—

no multi-filing incident in sample

Max affected reported

1

as filed · State AG MA

Leak-site claims

0

none in sample

Identity resolution

Canonical name: B. Riley Wealth Management, Inc.
Normalized: b riley wealth management— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: 254900CC1LNOKH7UHW70
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record
Corporate parent: B. Riley Financial, Inc.— per SEC Exhibit 21 filing

Disclosure history (1)newest first

Massachusetts State AGas victim2019-04-04
B. Riley Wealth Management, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-04-04. 1 Massachusetts residents were affected. The report records the breach type as electronic.