norm: ubs o connorUSLEI DKTEQ75O7X3COBPLT084 · no CIKMax severity: Medium↳ subsidiary of UBS Group AG

Canonical registry

UBS O'CONNOR LLC

ent_01a00cfd2afab23728f7c4ec2c2afec7

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Disclosures

1

State AG · 1 jurisdiction

Multi-filing incidents

—

no multi-filing incident in sample

Max affected reported

1

as filed · State AG MA

Leak-site claims

0

none in sample

Identity resolution

Canonical name: UBS O'CONNOR LLC
Normalized: ubs o connor— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: DKTEQ75O7X3COBPLT084
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record
Corporate parent: UBS Group AG— per GLEIF relationship records

Disclosure history (1)newest first

Massachusetts State AGas victim2019-02-08
UBS O'Connor LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-02-08. 1 Massachusetts residents were affected. The report records the breach type as electronic.