DisclosureLens
Compliance scorecard · 1825d

PRINCIPAL FINANCIAL GROUP, INC.

2 disclosures across 2 jurisdictions · 2022-05-10 2023-06-09. Severity score: 4 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 4).

Disclosures
2

1825-day window · this entity as victim

Late clocks
0

none in window

% on-time

no clock evaluations

Severity score
4

max per incident · per-filing sum: 4

Sector context · Finance

This entity:
no clock-evaluable filing
Sector cohort:
26.2% on-time (n=2,355 clock verdicts)

Cohort: 6,343 filings from 2,144 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

No compliance evaluations in this window.

us-ma clock not computable from the dates recorded in the filings

us-mt no notification-clock framework implemented for this jurisdiction

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • Massachusetts State AG (11)
  • New Hampshire State AG (8)
  • Montana State AG (2)
  • Washington State AG (1)

SEC-registered (CIK 0001126328). SEC cyber filings on record in this corpus: none. Materiality under Item 1.05 is the registrant's own determination; the absence of a filing is a fact about this corpus, not a finding about any obligation.

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings
0

late notice filings

Recurrence interval
395d

median days between incidents

Cumulative data type exposure

financial_accountidentity_basicidentity_governmentpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2023-06-09state_agus-mtMedium1state
2022-05-10state_agus-maMedium2state