norm: osaic institutionsUSLEI 254900NCFJBWUMT3KG82 · no CIKMax severity: Medium

Canonical registry

Osaic Institutions, Inc.

ent_019fa59a975ba4cbd83bb7a3f8396fa8

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Incidents

—

no linked incident in sample

Max affected reported

1

as filed · State AG NH

Leak-site claims

0

none in sample

Identity resolution

Canonical name: Osaic Institutions, Inc.
Normalized: osaic institutions— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: 254900NCFJBWUMT3KG82
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record

Disclosure history (1)newest first

⛰️New Hampshire State AGas victim2025-11-06
Osaic Institutions, Inc. notified the New Hampshire Attorney General of a cybersecurity event involving unauthorized access to an advisor's email account. An unauthorized party accessed the account for six minutes on October 1, 2025, after the advisor received a phishing message. The investigation determined that one New Hampshire resident's name and Social Security number were accessed. Osaic mailed a notification letter on November 6, 2025, and offered two years of credit monitoring services.