STIFEL FINANCIAL CORP
ent_019fa55b9c0b0bc3de66471be9c30b60
Disclosures
0
— · 0 jurisdictions
Multi-filing incidents
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no multi-filing incident in sample
Max affected reported
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no filed count in sample
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- STIFEL FINANCIAL CORP
- Normalized
- stifel financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- 0000720672
- Domain
- None on record
Disclosure history (0)newest first
No disclosures linked to this entity yet.
Subsidiary disclosures (6)filed by group companies
◈ These filings were made by or about subsidiaries of STIFEL FINANCIAL CORP — not by STIFEL FINANCIAL CORP itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- New Hampshire State AGvia 1919 Investment Counsel, LLC2020-11-16
1919 Investment Counsel, LLC notified New Hampshire AG of a security incident discovered on September 21, 2020, affecting 58 NH residents. An unauthorized user gained access to systems operated by a third-party managed IT firm. No evidence of data acquisition was found, but notification was sent out of caution. Data potentially involved included names, SSNs, and bank account info. Remediation included credit monitoring and system hardening.
- Maine State AGvia 1919 Investment Counsel, LLC2020-11-13
1919 Investment Counsel, LLC reported an external system breach (hacking) on September 21, 2020, affecting 10,141 individuals. The incident compromised names and driver's license numbers. The company notified affected individuals in writing between October 16 and November 20, 2020, and provided 24 months of credit monitoring services through Epiq. 55 Maine residents were specifically affected.
- Maine State AGvia 1919 Investment Counsel, LLC2020-11-13
1919 Investment Counsel LLC reported an external system breach (hacking) on September 21, 2020, affecting 10,141 individuals, including 55 Maine residents. The incident involved the acquisition of personal identifiers combined with financial account or credit/debit card numbers. The company provided written notification and offered 24 months of credit monitoring services through Epiq.
- California State AGvia 1919 Investment Counsel, LLC2020-11-13
1919 Investment Counsel LLC reported a security incident discovered on September 21, 2020, where an unauthorized user gained access to computer systems operated by a third-party Managed IT services firm. The incident potentially affected current and former employees' and clients' personal information, including names, addresses, Social Security numbers, bank account information, and payroll data. The company engaged forensic experts, secured systems, and offered two years of credit monitoring and identity restoration services.
- Indiana State AGvia 1919 Investment Counsel, LLC2020-10-16
1919 Investment Counsel LLC reported a data breach to the Indiana Attorney General. The breach occurred on 2020-09-21 and was reported on 2020-10-16. 31 Indiana residents were affected. 10,141 individuals affected in total.
- Massachusetts State AGvia STIFEL, NICOLAUS & COMPANY, INCORPORATED2011-12-07
Stifel, Nicolaus & Company, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2011-12-07. 9 Massachusetts residents were affected. The report records the breach type as paper.