SORRENTO PACIFIC FINANCIAL, LLC
ent_019ed825f405a7e517456a08c4430b6b
Disclosures
2
State AG · 2 jurisdictions
Multi-filing incidents
—
no multi-filing incident in sample
Max affected reported
1
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- SORRENTO PACIFIC FINANCIAL, LLC
- Normalized
- sorrento pacific financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 25490067TWXMK455UF32
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (2)newest first
- Massachusetts State AGas victim2019-04-26
Sorrento Pacific Financial, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-04-26. 1 Massachusetts residents were affected. The report records the breach type as paper.
- California State AGas victim2015-12-14
Sorrento Pacific Financial, LLC notified the California Attorney General that personal information of clients, beneficiaries, and minors may have been stolen by a former investment representative. The company learned of the incident on November 9, 2015. Affected data includes names, addresses, dates of birth, driver's license numbers, email addresses, and Social Security numbers. The company launched an investigation and is offering one year of complimentary credit monitoring and identity restoration services via Experian to impacted individuals.