norm: opes advisorsUSLEI 549300WCSU2EZDG1OS98 · no CIKMax severity: Medium

Canonical registry

Opes Advisors, Inc.

ent_019ed8167e6fbf3c22dc3466e3d71765

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Multi-filing incidents

—

no multi-filing incident in sample

Max affected reported

—

no filed count in sample

Leak-site claims

0

none in sample

Identity resolution

Canonical name: Opes Advisors, Inc.
Normalized: opes advisors— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: 549300WCSU2EZDG1OS98
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record

Disclosure history (1)newest first

🐻California State AGas victim2016-07-14
Opes Advisors notified clients that email login credentials were compromised on May 26, 2016, allowing an outside party access to one specific account. The incident involved an attempted wire fraud which was prevented. Affected data may include names, social security numbers, and emailed documents. The company changed passwords, engaged forensic specialists, and offered identity protection services.