norm: sterne agee leachUSLEI 549300B0SBRC3H0BII50 · no CIKMax severity: Medium

Canonical registry

STERNE, AGEE & LEACH, INC.

ent_019ecf904d9eca931c8c35ae8feb0505

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Multi-filing incidents

—

no multi-filing incident in sample

Max affected reported

—

no filed count in sample

Leak-site claims

0

none in sample

Identity resolution

Canonical name: STERNE, AGEE & LEACH, INC.
Normalized: sterne agee leach— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: 549300B0SBRC3H0BII50
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record

Disclosure history (1)newest first

🐻California State AGas victim2014-06-26
Sterne, Agee & Leach reported the loss of an unencrypted firm-issued laptop between May 29-30, 2014. The device contained personal information for Private Client Group customers, including names, addresses, account numbers, and Social Security numbers. The firm confirmed the laptop was not used to access servers but could not rule out local data access. Remediation included encrypting all laptops and enhancing security policies. Affected customers were offered one year of Experian ProtectMyID.