STERNE, AGEE & LEACH, INC.
ent_019ecf904d9eca931c8c35ae8feb0505
Disclosures
2
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
—
no filed count in sample
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- STERNE, AGEE & LEACH, INC.
- Normalized
- sterne agee leach— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 549300B0SBRC3H0BII50
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (2)newest first
- Delaware State AGas victim2014-06-26
Sterne, Aee & Leach reported a data breach to the Delaware Attorney General. The breach occurred on 2014-05-29. Notice was filed on 2014-06-26. Information involved: identity government.
- California State AGas victim2014-06-26
Sterne, Agee & Leach reported the loss of an unencrypted firm-issued laptop between May 29-30, 2014. The device contained personal information for Private Client Group customers, including names, addresses, account numbers, and Social Security numbers. The firm confirmed the laptop was not used to access servers but could not rule out local data access. Remediation included encrypting all laptops and enhancing security policies. Affected customers were offered one year of Experian ProtectMyID.