MORGAN STANLEY SMITH BARNEY LLC
ent_019e7b195827aa013a9fb8a555f91fac
Disclosures
4
State AG · 2 jurisdictions
Multi-filing incidents
—
no multi-filing incident in sample
Max affected reported
17
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- MORGAN STANLEY SMITH BARNEY LLC
- Normalized
- morgan stanley smith barney— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 7PDDXEMZ0ZV0CEDU4D16
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- MORGAN STANLEY— per GLEIF relationship records
Disclosure history (4)newest first
- Massachusetts State AGas victim2023-06-16
Morgan Stanley Smith Barney LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-06-16. 1 Massachusetts residents were affected. The report records the breach type as paper.
- South Carolina State AGas victim2020-07-10
Morgan Stanley Smith Barney LLC notified South Carolina residents of two data security incidents involving the improper disposal of computer equipment. In 2016, decommissioned devices contained unencrypted data. In 2019, a replaced server's encrypted disks contained residual data due to a software flaw. Morgan Stanley stated no unauthorized access was detected but offered 24 months of credit monitoring via Experian.
- Massachusetts State AGas victim2019-03-04
Morgan Stanley Smith Barney reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-03-04. 17 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2018-12-10
Morgan Stanley Smith Barney LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-12-10. 1 Massachusetts residents were affected. The report records the breach type as electronic.