norm: morgan stanley smith barneyUSLEI 7PDDXEMZ0ZV0CEDU4D16 · no CIKMax severity: Medium↳ subsidiary of MORGAN STANLEY

Canonical registry

MORGAN STANLEY SMITH BARNEY LLC

ent_019e7b195827aa013a9fb8a555f91fac

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Incidents

—

no linked incident in sample

Max affected reported

—

no filed count in sample

Leak-site claims

0

none in sample

Identity resolution

Canonical name: MORGAN STANLEY SMITH BARNEY LLC
Normalized: morgan stanley smith barney— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: 7PDDXEMZ0ZV0CEDU4D16
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record
Corporate parent: MORGAN STANLEY— per SEC Exhibit 21 filing

Disclosure history (1)newest first

🌴South Carolina State AGas victim2020-07-10
Morgan Stanley Smith Barney LLC notified South Carolina residents of two data security incidents involving the improper disposal of computer equipment. In 2016, decommissioned devices contained unencrypted data. In 2019, a replaced server's encrypted disks contained residual data due to a software flaw. Morgan Stanley stated no unauthorized access was detected but offered 24 months of credit monitoring via Experian.