CLARFELD FINANCIAL ADVISORS, LLC
ent_019e6289a4245652878801bc3ffd2438
Disclosures
3
State AG · 3 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
42
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- CLARFELD FINANCIAL ADVISORS, LLC
- Normalized
- clarfeld financial advisors— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 254900W0TM5TUNUTM012
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- CITIZENS FINANCIAL GROUP, INC.— per GLEIF relationship records
Disclosure history (3)newest first
- New Hampshire State AGas victim2018-03-16
Clarfeld Financial Advisors notified the NH AG that unauthorized actors accessed the Schwab Advisor Center using compromised credentials on Feb 22-23, 2018. The incident exposed names, SSNs, addresses, and Schwab account numbers for 21 NH residents. Schwab deactivated credentials and Clarfeld engaged forensic investigators, provided 2 years of credit monitoring, and issued notices on March 16, 2018.
- Massachusetts State AGas victim2018-03-16
Clarfeld Financial Advisors reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-03-16. 42 Massachusetts residents were affected. The report records the breach type as electronic.
- Montana State AGas victim2018-03-09
Clarfeld Financial Advisors notified clients of a data breach where unauthorized access to Charles Schwab Advisor Center accounts occurred via compromised CFA credentials on Feb 22-23, 2018. Affected data included names, SSNs, addresses, and Schwab account numbers. Schwab deactivated credentials and CFA engaged forensic experts and provided 24 months of identity protection.