PERSHING LLC
ent_019e627fa9ebdcdc227b1e7f60b5adbe
Disclosures
4
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
11
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- PERSHING LLC
- Normalized
- pershing— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- ZI8Q1A8EI8LQFJNM0D94
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- Bank of New York Mellon Corp— per GLEIF relationship records
Disclosure history (4)newest first
- Montana State AGas victim2019-07-26
Pershing LLC, a BNY Mellon company, notified Montana AG of an operational error in December 2018 where customer investment account information (name, address, account number, SSN) was inadvertently posted to a website accessible online through June 2019. No unauthorized viewing was confirmed. Pershing corrected the issue, implemented new upload safeguards, and offered 24 months of free identity monitoring.
- Massachusetts State AGas victim2019-07-26
Pershing LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-07-26. 11 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2014-03-05
Pershing LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2014-03-05. 3 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2011-09-06
Pershing LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2011-09-06. 9 Massachusetts residents were affected. The report records the breach type as electronic.