NORTHERN TRUST CORPORATION
ent_019e45e01d2829555df783b2fc1fe203
Disclosures
5
State AG · 4 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
6,061
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- NORTHERN TRUST CORPORATION
- Normalized
- northern trust— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 549300GLF98S992BC502
- SEC EDGAR CIK
- 0000073124
- Domain
- northerntrust.com
Disclosure history (5)newest first
- Massachusetts State AGas victim2022-08-30
Northern Trust Company reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2022-08-30. 157 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2014-07-29
Northern Trust Company notified the NH AG of an unauthorized access involving 1,662 NH residents. On May 17, 2014, an employee mistakenly transmitted an encrypted file containing PII (names, SSNs, bank account numbers) to a third-party record-keeper. The error was discovered on May 19, 2014. The vendor deleted the file, and no data was forwarded. Northern Trust offered one year of credit monitoring and notified credit bureaus.
- California State AGas victim2014-07-29
Northern Trust inadvertently transmitted an encrypted file containing employee benefits plan participant information (name, address, SSN, account numbers, bank routing/account numbers) to a record-keeping company not responsible for that specific plan. The incident occurred on May 17, 2014. The recipient company's employee viewed the data, notified Northern Trust, and permanently deleted the file. No further dissemination occurred. Northern Trust offered one year of credit monitoring.
- Massachusetts State AGas victim2014-07-29
Northern Trust reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2014-07-29. 6,061 Massachusetts residents were affected. The report records the breach type as electronic.
- Hawaii State AGas victim2014-07-29
The Northern Trust Company notified Hawaii regulators of an unauthorized access to personal information involving 1,267 Hawaii residents. On May 17, 2014, an employee inadvertently transmitted a file containing participant names, SSNs, and financial account data to an unauthorized third-party record-keeping company. The error was discovered on May 19, 2014. Northern Trust offered one year of free credit monitoring and notified affected individuals.
Subsidiary disclosures (2)filed by group companies
◈ These filings were made by or about subsidiaries of NORTHERN TRUST CORPORATION — not by NORTHERN TRUST CORPORATION itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- Illinois State AGvia The Northern Trust Company2024-03-01
THE NORTHERN TRUST CO. filed a data-breach notice with the Illinois Attorney General in March 2024 (case 24-03-090). The register records the breach as discovered on March 11, 2024. Illinois does not publish the number of people affected — 815 ILCS 530/10 permits the Attorney General to publish only the entity name, the types of personal information and the date range.
- Illinois State AGvia The Northern Trust Company2021-01-01
THE NORTHERN TRUST COMPANY filed a data-breach notice with the Illinois Attorney General during 2021 (case 21-328). The register records the breach as discovered on July 9, 2021. Illinois does not publish the number of people affected — 815 ILCS 530/10 permits the Attorney General to publish only the entity name, the types of personal information and the date range.