THE CHARLES SCHWAB CORPORATION
ent_019e412dcb7cc808fe3d6633b892f7a0
Disclosures
3
SEC 10-K Item 1C · State AG · 3 jurisdictions
Incidents
—
no linked incident in sample
Max affected reported
975
as filed · State AG WA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- THE CHARLES SCHWAB CORPORATION
- Normalized
- the charles schwab— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 549300VSGCJ7E698NM85
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (3)newest first
- FEDERALSEC 10-K Item 1Cas victim2026-02-25
The Charles Schwab Corporation's 10-K Item 1C cybersecurity disclosure describes the company's general cybersecurity risk management framework, governance structure led by a CISO reporting to the Chief Technology, Operations and Data Officer, and notes that prior cybersecurity events have not been material to the company's strategy, results of operations, or financial condition. No specific breach incident is disclosed.
- 🦬Montana State AGas victim2023-06-08
Charles Schwab & CO, Inc reported a data breach to the Montana Attorney General. The breach was reported on 2023-06-08. The breach occurred from 3/6/2023 to 4/19/2023. 1 Montana residents were affected.
- 🌲Washington State AGas victim2016-11-11
Charles Schwab, a finance sector entity reported a other incident to the Washington Attorney General. The organization became aware of the incident on 2016-03-17 and filed notice on 2016-11-11. 975 Washington residents were affected. 239 days elapsed between awareness and notification.
Subsidiary disclosures (4)filed by group companies
◈ These filings were made by or about subsidiaries of THE CHARLES SCHWAB CORPORATION — not by THE CHARLES SCHWAB CORPORATION itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- ⛰️New Hampshire State AGvia TD AMERITRADE CLEARING, INC.2023-08-09
TD Ameritrade, a subsidiary of Charles Schwab, disclosed a security incident involving MOVEit Transfer software. Between May 28 and May 30, 2023, unauthorized individuals accessed the application and stole personal information, including names. The incident was discovered on May 30, 2023. TD Ameritrade halted use of the software, engaged independent experts, and notified law enforcement. Affected individuals were offered credit monitoring services.
- 🐻California State AGvia TD AMERITRADE CLEARING, INC.2023-08-08
TD Ameritrade, Inc. disclosed a data breach involving unauthorized access to its MOVEit Transfer software application between May 28 and May 30, 2023. The incident was discovered on May 30, 2023. Affected data includes names, Social Security numbers, financial account information, dates of birth, and government ID numbers. TD Ameritrade halted use of the software, engaged independent experts, notified law enforcement, and is offering two years of credit monitoring.
- GLOBALLeak Sitevia TD AMERITRADE CLEARING, INC.2023-07-07
Online Stock Trading, Investing, Brokerage - TD Ameritrade
- 🌺Hawaii State AGvia TD AMERITRADE CLEARING, INC.2007-09-14
TD Ameritrade reported a data breach to the Hawaii Office of Consumer Protection. The office was notified on 2007/09.14. Breach type: Hackers/Unauthorized Access. 33,157 Hawaii residents were affected. Recovered from the Internet Archive after the notice was removed from the OCP table.