APEX CLEARING CORPORATION
ent_019e233544d0eb1ff61eb4d91508e00f
Disclosures
6
State AG · 5 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
5,624
nationwide · State AG IN
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- APEX CLEARING CORPORATION
- Normalized
- apex clearing— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 5493000418CITRF5BO80
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (6)newest first
- Indiana State AGas victim2022-12-22
Apex Clearing Corporation reported a data breach to the Indiana Attorney General. The breach occurred on 2022-03-27 and was reported on 2022-12-22. 116 Indiana residents were affected. 5,624 individuals affected in total.
- New Hampshire State AGas victim2022-12-22
Apex Clearing Corporation notified the NH AG of a security incident where unauthorized individuals used stolen Monorail Securities credentials to access Apex systems between March and October 2022. Personal info of 18 NH residents, including SSN last 4 digits, bank account numbers, and names, was exposed. Apex reset credentials, engaged forensic investigators, notified law enforcement and FINRA, and offered 12 months of credit monitoring.
- Montana State AGas victim2022-12-22
Apex Clearing Corporation notified Montana residents of a data breach involving unauthorized access to its systems via stolen Monorail Securities credentials between March and October 2022. Apex engaged forensic investigators, notified law enforcement, and offered 12 months of identity monitoring to affected individuals.
- Massachusetts State AGas victim2022-12-22
Apex Clearing Corporation reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2022-12-22. 82 Massachusetts residents were affected. The report records the breach type as electronic.
- Maine State AGas victim2022-12-22
Apex Clearing Corporation, a financial services company, reported an external system breach (hacking) that occurred between March 27, 2022, and October 26, 2022. The breach was discovered on December 1, 2022. The compromised information includes financial account numbers or credit/debit card numbers along with their security codes, access codes, passwords, or PINs. Seven Maine residents were among the 5,624 individuals affected. Apex Clearing Corporation offered 12 months of credit monitoring and Web Watcher services through Kroll to those affected.
- Maine State AGas victim2022-12-21
Apex Clearing Corporation, a financial services company, reported an external system breach that occurred between March 27, 2022, and October 26, 2022. The breach was discovered on December 1, 2022. The compromised information included names in combination with financial account numbers or credit/debit card numbers along with their security codes, access codes, passwords, or PINs. The incident affected 5,624 individuals in total, with 7 of them being residents of Maine. The company provided written notification to the affected consumers on December 22, 2022, and offered 12 months of credit monitoring and WebWatcher services through Kroll.