APEX CLEARING CORPORATION
ent_019e233544d0eb1ff61eb4d91508e00f
Disclosures
4
State AG · 3 jurisdictions
Incidents
1
filings grouped by incident
Max affected reported
18
as filed · State AG NH
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- APEX CLEARING CORPORATION
- Normalized
- apex clearing— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 5493000418CITRF5BO80
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (4)newest first
- ⛰️New Hampshire State AGas victim2022-12-22
Apex Clearing Corporation notified the NH AG of a security incident where unauthorized individuals used stolen Monorail Securities credentials to access Apex systems between March and October 2022. Personal info of 18 NH residents, including SSN last 4 digits, bank account numbers, and names, was exposed. Apex reset credentials, engaged forensic investigators, notified law enforcement and FINRA, and offered 12 months of credit monitoring.
- 🦬Montana State AGas victim2022-12-22
Apex Clearing Corporation reported a data breach to the Montana Attorney General. The breach was reported on 2022-12-22. The breach occurred from 3/1/2022 to 10/31/2022. 8 Montana residents were affected.
- 🦞Maine State AGas victim2022-12-22
Apex Clearing Corporation, a financial services company, reported an external system breach (hacking) that occurred between March 27, 2022, and October 26, 2022. The breach was discovered on December 1, 2022. The compromised information includes financial account numbers or credit/debit card numbers along with their security codes, access codes, passwords, or PINs. Seven Maine residents were among the 5,624 individuals affected. Apex Clearing Corporation offered 12 months of credit monitoring and Web Watcher services through Kroll to those affected.
- 🦞Maine State AGas victim2022-12-21
Apex Clearing Corporation, a financial services company, reported an external system breach that occurred between March 27, 2022, and October 26, 2022. The breach was discovered on December 1, 2022. The compromised information included names in combination with financial account numbers or credit/debit card numbers along with their security codes, access codes, passwords, or PINs. The incident affected 5,624 individuals in total, with 7 of them being residents of Maine. The company provided written notification to the affected consumers on December 22, 2022, and offered 12 months of credit monitoring and WebWatcher services through Kroll.