J.W. COLE FINANCIAL, INC.
12 disclosures across 6 jurisdictions · 2022-01-24 → 2026-04-03. Severity score: 14 across 8 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 20).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 2 clock verdicts
max per incident · per-filing sum: 20
Sector context · Finance
- This entity:
- 50.0% on-time (n=2 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,333 clock verdicts)
Cohort: 6,596 filings from 2,126 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Maine1 on-time · 1 review · 0 late · 2
- Massachusetts0 on-time · 0 late · 2 informational · 2
us-in — no notification-clock framework implemented for this jurisdiction
us-mt — no notification-clock framework implemented for this jurisdiction
us-ne — no notification-clock framework implemented for this jurisdiction
us-nh — no notification-clock framework implemented for this jurisdiction
Discovery dates behind these clocks: 2 ag web form · 2 letter-grounded · 1 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Indiana State AG (3)
- Massachusetts State AG (3)
- Maine State AG (2)
- Nebraska State AG (2)
- Montana State AG (1)
- New Hampshire State AG (1)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ma | 0 | 0 | — |
| us-me | 1 | 1 | 50% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2026-04-03 | state_ag | us-ma | Medium | — | |
| 2026-04-03 | state_ag | us-ne | Medium | — | |
| 2026-04-03 | state_ag | us-in | Low | 585 | |
| 2025-03-24 | state_ag | us-ne | Medium | — | |
| 2024-12-12 | state_ag | us-nh | Low | 1state | |
| 2024-09-19 | state_ag | us-ma | Medium | 6state | |
| 2024-09-18 | state_ag | us-me | Medium | 159 | |
| 2024-02-23 | state_ag | us-ma | Medium | 1state | |
| 2023-10-11 | state_ag | us-mt | Medium | 5state | |
| 2023-09-29 | state_ag | us-in | Low | 574 | |
| 2022-04-25 | state_ag | us-in | Low | 36 | |
| 2022-01-24 | state_ag | us-me | Medium | 125 | ME AG >30d· discovery date: ag web form |