BROADRIDGE FINANCIAL SOLUTIONS, INC.
ent_019de5e3fc4102a3fae8e6d5da0c98cf
Disclosures
2
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
21
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- BROADRIDGE FINANCIAL SOLUTIONS, INC.
- Normalized
- broadridge financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 549300KZDJZQ2YIHRC28
- SEC EDGAR CIK
- 0001383312
- Domain
- broadridge.com
Disclosure history (2)newest first
- Massachusetts State AGas victim2009-06-25
Broadridge reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2009-06-25. 21 Massachusetts residents were affected. The report records the breach type as paper.
- New Hampshire State AGas victim2009-06-22
Broadridge Financial Solutions, Inc. inadvertently disclosed shareholder information, including names and Social Security numbers, of Dynegy Inc. to another client's manager of investor relations on June 2, 2009. The recipient notified Broadridge immediately, and the file was securely destroyed. Broadridge instituted additional quality control procedures to prevent recurrence. Approximately 10 New Hampshire residents were affected.
Subsidiary disclosures (1)filed by group companies
◈ These filings were made by or about subsidiaries of BROADRIDGE FINANCIAL SOLUTIONS, INC. — not by BROADRIDGE FINANCIAL SOLUTIONS, INC. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.