HENNESSY ADVISORS, INC.
9 disclosures across 9 jurisdictions · 2026-02-01 → 2026-02-25. Severity score: 3 across 1 incident (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 17).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 6 clock verdicts
max per incident · per-filing sum: 17
Sector context · Finance
- This entity:
- 33.3% on-time (n=6 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,333 clock verdicts)
Cohort: 6,602 filings from 2,127 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- California1 on-time · 1 late · 2
- Maine0 on-time · 2 late · 2
- Texas1 on-time · 0 late · 1
- Vermont0 on-time · 1 late · 1
us-il — no notification-clock framework implemented for this jurisdiction
us-in — no notification-clock framework implemented for this jurisdiction
us-ma — clock not computable from the dates recorded in the filings
us-ne — no notification-clock framework implemented for this jurisdiction
us-nh — no notification-clock framework implemented for this jurisdiction
Discovery dates behind these clocks: 2 ag web form · 3 letter-grounded · 1 occurrence date · 1 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- California State AG (1)
- Illinois State AG (1)
- Indiana State AG (1)
- Massachusetts State AG (1)
- Maine State AG (1)
- Nebraska State AG (1)
- New Hampshire State AG (1)
- Texas State AG (1)
- Vermont State AG (1)
SEC-registered (CIK 0001145255). SEC cyber filings on record in this corpus: none. Materiality under Item 1.05 is the registrant's own determination; the absence of a filing is a fact about this corpus, not a finding about any obligation.
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ca | 1 | 1 | 50% |
| us-me | 0 | 2 | 0% |
| us-tx | 1 | 0 | 100% |
| us-vt | 0 | 1 | 0% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2026-02-25 | state_ag | us-tx | High | 12.6K | |
| 2026-02-24 | state_ag | us-ca | Low | — | CA 60-day late |
| 2026-02-24 | state_ag | us-me | High | 12.6K | ME AG >90dME resident >180d· discovery date: occurrence date |
| 2026-02-24 | state_ag | us-ma | Medium | — | |
| 2026-02-24 | state_ag | us-nh | Medium | 95state | |
| 2026-02-23 | state_ag | us-in | Medium | 12.6K | |
| 2026-02-23 | state_ag | us-vt | Low | — | VT AG >45 bday |
| 2026-02-23 | state_ag | us-ne | Low | — | |
| 2026-02-01 | state_ag | us-il | Medium | — |