DisclosureLens
UnknownFinanceMedium

LPL FINANCIAL LLC

bd_f3a524b0b3981584 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Sep 10, 2021

Filed

Sep 30, 2021

To disclose

20 days

Affected

1,605

Linked

3 filings

Confidence

95%
Full breach record for LPL FINANCIAL LLC37 incidents on file

LPL Financial LLC reported a data breach to the Oregon Attorney General. The breach was reported on 2021-09-30. The breach occurred during 7/26/2021 - 7/28/2021. The breach was discovered on 9/10/2021. 1,605 individuals were affected. Notice was sent on 9/30/2021.

Oregon clock OR AG ≤45d20 days discovery → filing
AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.

Incident timeline

undetected · 46 days
discovery → filing · 20 days

Jul 26, 2021

Begins

Sep 10, 2021

Discovered

Sep 30, 2021

Filed

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Filing propagation · 3 filings · 3 states

View merged incident ↗
Massachusetts State AGSep 30 · first
Washington State AGSep 30 · first
Oregon State AGSep 30 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.