HackingFinancial ServicesFinanceStolen CredentialsTargetedPIIIdentity (basic)Financial accountLowResolved

Kestra Investment Services, LLC

bd_e5407edbc1b0ea44 · schema v1 · pii pii-v1

Severity

Low

Discovered

Sep 18, 2023

Filed

Nov 3, 2023

To disclose

7 weeks

Affected

1state residents only

Confidence

66%

Full breach record for Kestra Investment Services, LLC →3 incidents on file

Kestra Investment Services, LLC (via affiliate Maleta Wealth) notified Montana residents of unauthorized access to a computer on Sept 18, 2023. No evidence of PII theft, but notice issued in caution. Kroll identity monitoring offered.

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Incident timeline

discovery → filing · 7 weeks / 46 days

Sep 18, 2023

Begins

Sep 18, 2023

Discovered

Nov 3, 2023

Filed

vs. sector median

2 wks faster

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed1 affectedView incident

Name: Kestra Investment Services, LLC
norm: kestra investment

Name: Kestra Investment Services, LLC
norm: kestra investment
Industry: Financial Servicesllm

Discovered: Sep 18, 2023
Breach occurred: Sep 18, 2023
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: —
Affected individuals: 1state-resident count only
Data types: PIIIdentity (basic)Financial account
Attack vector: Unauthorized Access
MITRE ATT&CK: T1078 Valid Accounts
Threat actor: External
Initial access: valid_credentials

During the incident: Secured the services of Kroll to provide identity monitoring services
Fully remediated the incident
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 7 weeks(46 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Consumer-notification-letter-838.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Nov 3, 2023
Raw hash: b4e9113c86c350465065c124b9b8284b2ba65da9898fcb75b2950f8165c67cfd

Reporting entityKestra Investment Services, LLC

Victim entityKestra Investment Services, LLC

Incidentdiscovered Sep 18, 2023

Stated responseSecured the services of Kroll to provide identity monitoring services

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov