MultipleFinancial ServicesFinancePIIFINANCIALLowResolved
LPL FINANCIAL LLC
bd_df923b8f91090001 · schema v1 · pii pii-v1
Full breach record for LPL FINANCIAL LLC →LPL Financial LLC: phishing messages delivered malware to affiliated advisor devices (Nov 10-20, 2025), enabling unauthorized portal access and fraudulent securities transactions/transfers. Law enforcement notified; accounts restored. 1,581 total affected; 2 Maine residents. Experian 24-month credit monitoring offered.
Maine clockDiscovered Nov 20, 2025 → Filed with AG Apr 22, 2026153d ✗ ME AG >90d22 weeks discovery → filing
⚠ unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
This filing is one of 3 about the same incident.View merged incident
A leak claim by cephalus about this victim predates this filing by 238 days.View originating leak claim
Linked disclosures
Why this link?Ransomware claims (1)
- bd_a7104fdbf8649143Leak Sitecephalusfiled 2025-08-26(238d gap)Verified
Regulatory filings (1) · sorted by filing gap
- bd_a770fe6ece79659aNew Hampshire State AGfiled 2026-04-27(5d gap)Verified
Source provenance
- Source URL
- https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/46dcb839-7c89-46d0-a92c-8c366003f231.html
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Apr 22, 2026
- Raw hash
- b68fd895972d3dc98b4b2c5ad15a999a72aebad921c823ff3ebd19a90d7b579d
Reporting entity
- Name
- LPL FINANCIAL LLCnorm: lpl financial
- Domain
- lplfinancial.com
- Industry
- Financial Services
Victim entity
- Name
- LPL FINANCIAL LLCnorm: lpl financial
- Domain
- lplfinancial.com
- Industry
- Financial Services
- Industry
- Financial Servicesllm
Incident
- Discovered
- Nov 20, 2025
- Materiality determined
- —
- Notification sent
- Apr 27, 2026
- Affected individuals
- 2
- Data types
- PIIFINANCIAL
- Attack vector
- Phishing
- MITRE ATT&CK
- T1566 PhishingT1204 User ExecutionT1078 Valid Accounts
- Threat actor
- ExternalFinancial
- Regulator citations
- Law enforcement contacted upon discovery
- Initial access
- phishing_attachment
Compliance
- Time to disclose
- 22 weeks(153 days from discovery to filing)
- Compliance flags
- ME AG >90d · 153dLeak >180dME resident >60d · 158d
- Discovery-date grounding
- unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
- Clock breakdown
Statute Window Elapsed Threshold Status Maine Discovered: Nov 20, 2025→ Filed with AG: Apr 22, 2026153d 90 days ME AG >90d Maine Discovered: Nov 20, 2025→ Notified: Apr 27, 2026158d 60 days (analyst band; statutory cap is 30 days) ME resident >60d
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.