HackingFinancial ServicesFinanceStolen CredentialsCustomer Data InvolvedIdentity (basic)Government IDMediumContained

WBI INVESTMENTS, LLC

bd_db288d4ac3ab82a5 · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Dec 15, 2022

To disclose

—

Affected

2state residents only

Linked

4 filings

Confidence

66%

Full breach record for WBI INVESTMENTS, LLC →

WBI Investments notified the NH AG that an unauthorized individual accessed an employee email account between July 1-7, 2022. The compromise exposed full names and SSNs of 2 NH residents. WBI engaged outside cybersecurity professionals, sent notifications starting Dec 13, 2022, and offered one year of credit monitoring.

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Incident timeline

Jul 1, 2022

Begins

Dec 15, 2022

Filed

This filing is one of 4 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Indiana State AGbd_666b7592cdf1504e2022-12-13 · +2dVerified
Maine State AGbd_059bc089b61d19152022-12-10 · +5dCandidate
Massachusetts State AGbd_a3311c830347067c2022-12-10 · +5dVerified

Name: MCDONALD HOPKINS LLC
norm: mcdonald hopkins

Name: WBI INVESTMENTS, LLC
norm: wbi investments
Industry: Financial Servicesllm

Discovered: —
Breach occurred: Jul 1, 2022 – Jul 7, 2022
Materiality determined: —
Notification sent: Dec 13, 2022
Affected individuals: 2state-resident count only
Data types: Identity (basic)Government ID
Attack vector: Unauthorized Access
MITRE ATT&CK: T1078 Valid Accounts
Threat actor: External
Regulator citations: Notified New Hampshire Office of the Attorney General
Initial access: valid_credentials

During the incident: Launched an investigation in consultation with outside cybersecurity professionals
Providing the affected residents with written notification
Offering the affected residents complimentary one-year memberships with a credit monitoring service
Changes made: Continually evaluates and modifies its practices and internal controls to enhance the security and privacy of personal information
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Maine State AGDec 10 · first

Massachusetts State AGDec 10 · first

Indiana State AG+3d

New Hampshire State AG+5d · this page

Pattern: first filing Dec 10 (ME), last Dec 15 (NH) — a 5-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/wbi-investments-20221215.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Dec 15, 2022
Raw hash: fdcefedc327fb224e6995d504e7effc4fd4f50ecf8584691ebfaa4f9d8bb3d7c

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityMCDONALD HOPKINS LLC

Victim entityWBI INVESTMENTS, LLC

IncidentUnauthorized Access

Stated responseLaunched an investigation in consultation with outside cybersecurity professionals

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov