HackingFinancial ServicesFinanceVulnerability ExploitCustomer Data InvolvedSupply Chain (3P Vendor)Identity (basic)Government IDMediumContained

R.T. Jones Capital Equities Management, Inc.

bd_cdee4041d0da3edd · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jul 26, 2013

Filed

Oct 1, 2013

To disclose

10 weeks

Affected

Not disclosed

Linked

3 filings

Confidence

65%

Full breach record for R.T. Jones Capital Equities Management, Inc. →

R.T. Jones Capital Equities Management, Inc. disclosed a cyber-attack on its web hosting facility on July 22, 2013, originating from an IP address in China. The company learned of the incident on July 26, 2013. Forensic experts confirmed unauthorized access to a database containing names, Social Security numbers, email addresses, discretionary account numbers, and dates of birth. The company engaged forensic experts, notified law enforcement (FBI, Secret Service), and offered 12 months of identity monitoring to affected individuals.

J jump to incidentP pin to compareR raw source

Incident timeline

undetected · 4 days

discovery → filing · 10 weeks / 67 days

Jul 22, 2013

Begins

Jul 26, 2013

Discovered

Oct 1, 2013

Filed

vs. sector median

+1 wks slower

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

New Hampshire State AGbd_76dd94344e1f45182013-09-30 · +1dVerified
Massachusetts State AGbd_95bbbddea9dee8f52013-10-07 · +6dVerified

Name: R.T. Jones Capital Equities Management, Inc.
norm: rt jones capital equities management

Name: R.T. Jones Capital Equities Management, Inc.
norm: rt jones capital equities management
Industry: Financial Servicesllm

Discovered: Jul 26, 2013
Breach occurred: Jul 22, 2013
Undetected for: 4 daysoccurrence → discovery
Materiality determined: —
Notification sent: —
Affected individuals: Not disclosed
Data types: Identity (basic)Government ID
Data elements: Social Security numberDate of birth
Attack vector: Unauthorized Access
MITRE ATT&CK: T1190 Exploit Public-Facing Application
Threat actor: External
Regulator citations: Reported these attacks to the FBI, the Secret Service, and local law enforcement
Third party: via web hosting facility
Initial access: exploit_public_facing

During the incident: Commenced an internal investigation to determine the scope of this incident
Retained two separate independent forensic experts to conduct their own investigations into this incident
Retained specialized data security counsel to guide the company through its response to this incident
Reported these attacks to the FBI, the Secret Service, and local law enforcement
Arranged monitoring of activity within the United States for 12 months at no cost to you
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 10 weeks(67 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 3 filings · 3 states

View merged incident ↗

New Hampshire State AGSep 30 · first

California State AG+1d · this page

Massachusetts State AG+7d

Pattern: first filing Sep 30 (NH), last Oct 7 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://oag.ca.gov/ecrime/databreach/reports/sb24-42836
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Oct 1, 2013
Raw hash: 94576058abcb901b476ea197eb8b09d6ca0930655bca7852fdb6431d8aa97f71

Linked disclosures

Regulatory filings (2) · sorted by filing gap

Reporting entityR.T. Jones Capital Equities Management, Inc.

Victim entityR.T. Jones Capital Equities Management, Inc.

Incidentdiscovered Jul 26, 2013

Stated responseCommenced an internal investigation to determine the scope of this incident

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenanceoag.ca.gov