AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Financial accountLowResolved

HK Financial Services

bd_b98cf1086aa99da0 · schema v1 · pii pii-v1

Severity

Low

Discovered

Jan 11, 2016

Filed

Jan 22, 2016

To disclose

11 days

Affected

5state residents only

Confidence

66%

Full breach record for HK Financial Services →

HK Financial Services and third-party vendor Orion Advisor Services notified Montana residents of a misdelivery incident on Jan 22, 2016. On Jan 11, 2016, an Orion employee inadvertently emailed personal info (name, address, DOB, last 4 SSN, account number) to multiple clients. No full SSN or passwords exposed. Remediation included email scanning and approval workflows; 24-month identity protection offered.

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Incident timeline

discovery → filing · 11 days

Jan 11, 2016

Begins

Jan 11, 2016

Discovered

Jan 22, 2016

Filed

vs. sector median

7 wks faster

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed5 affectedView incident

Name: Orion Advisor Services, LLC
norm: orion advisor services

Name: HK Financial Services
norm: hk financial
Industry: Financial Servicesllm

Discovered: Jan 11, 2016
Breach occurred: Jan 11, 2016
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: Jan 22, 2016
Affected individuals: 5state-resident count only
Data types: Identity (basic)Financial account
Attack vector: Third-Party / Supply Chain
MITRE ATT&CK: T1566.002 Spearphishing LinkT1119 Automated Collection
Threat actor: Partner
Third party: via Orion Advisor Services

During the incident: Working with Orion to fully understand how the incident occurred
Implementing tools that will scan emails for personally identifiable information before sending
Requiring additional reviews and approvals prior to the submission of any e-statement notifications
Providing access to AllClear ID to help protect identity for 24 months at no cost
Changes made: Implementing tools that will scan emails for personally identifiable information before sending
Requiring additional reviews and approvals prior to the submission of any e-statement notifications
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 11 days(11 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/HK-Financial-Services.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jan 22, 2016
Raw hash: 466b6fdaede98be65aab72777777f884ba9c9507180d2e301ef00b3d7aeb64a1

Reporting entityOrion Advisor Services, LLC

Victim entityHK Financial Services

Incidentdiscovered Jan 11, 2016

Stated responseWorking with Orion to fully understand how the incident occurred

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov