AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedPIILowContained

Securities America

bd_b363eff90d4216a9 · schema v1 · pii pii-v1

Severity

Low

Discovered

Sep 1, 2017

Filed

Sep 1, 2017

To disclose

≤1 day

Affected

2state residents only

Confidence

68%

Full breach record for Securities America →6 incidents on file

Securities America notified the NH Attorney General that physical mail for two NH residents was erroneously forwarded to an out-of-state address. The company discovered the error on September 1, 2017, and offered identity protection services to the affected clients.

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Incident timeline

discovery → filing · ≤1 day / 0 days

Sep 1, 2017

Discovered

Sep 1, 2017

Filed

vs. sector median

8 wks faster

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed2 affectedView incident

Name: Securities America
norm: securities america

Name: Securities America
norm: securities america
Industry: Financial Servicesllm

Discovered: Sep 1, 2017
Materiality determined: —
Notification sent: —
Affected individuals: 2state-resident count only
Data types: PII
Attack vector: Misconfiguration
MITRE ATT&CK: T1052 Exfiltration Over Physical Medium

During the incident: Offering the clients identity protection at no cost
Source: Quoted from the filing itself, not independently verified.

Time to disclose: ≤1 day(0 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/securities-america-20170901.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Sep 1, 2017
Raw hash: e119072fcaa0696b02b531f5a41e3efe6d741e4c870d983dfea25d590ada67a7

Reporting entitySecurities America

Victim entitySecurities America

Incidentdiscovered Sep 1, 2017

Stated responseOffering the clients identity protection at no cost

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov