HackingFinancial ServicesFinanceStolen CredentialsCustomer Data InvolvedDelayed DiscoveryIdentity (basic)Government IDFinancial accountMediumContained

Ashton Thomas Private Wealth, LLC

bd_ab4c1d85c65cfd39 · schema v1 · pii pii-v2

Severity

Medium

Discovered

May 29, 2020

Filed

Oct 2, 2025

To disclose

—

Affected

Not disclosed

Linked

5 filings

Confidence

66%

Full breach record for Ashton Thomas Private Wealth, LLC →

Ashton Thomas Private Wealth, LLC, an SEC-registered investment adviser, notified affected individuals of a cybersecurity incident involving unauthorized access to firm email accounts. The breach, identified on or about May 29, 2020, exposed personal information including names, addresses, dates of birth, Social Security numbers, and financial account details. The firm engaged forensic experts, secured systems, and offered credit monitoring services. Notices were sent in August 2020.

J jump to incidentP pin to compareR raw source

Incident timeline

May 29, 2020

Begins

May 29, 2020

Discovered

Oct 2, 2025

Filed

This filing is one of 5 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (4) · sorted by filing gap

Maine State AGbd_1142b475eebb801f2025-10-02Verified
Indiana State AGbd_8962a16e6b51f2fe2025-10-02Verified
Montana State AGbd_fa6cc241546797da2025-10-01 · +1dCandidate
Massachusetts State AGbd_efe0922fba7723262025-10-08 · +6dVerified

Name: Ashton Thomas Private Wealth, LLC
norm: ashton thomas private wealth
Domain: at-pw.com

Name: Ashton Thomas Private Wealth, LLC
norm: ashton thomas private wealth
Domain: at-pw.com
Industry: Financial Servicesllm

Discovered: May 29, 2020
Breach occurred: May 29, 2020
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: Aug 17, 2020
Affected individuals: Not disclosed
Data types: Identity (basic)Government IDFinancial account
Attack vector: Unauthorized Access
MITRE ATT&CK: T1078 Valid Accounts
Threat actor: External
Initial access: valid_credentials

During the incident: Engaged independent forensic experts to investigate
Secured systems
Preserved data
Offered free one-year (or two-year) membership to Experian IdentityWorks’ credit monitoring and identity protection services
Implemented additional controls in email and account environments
Established a dedicated support line
Changes made: Implemented additional controls in email and account environments
Continuing to enhance monitoring and prevention with external specialists
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 5 filings · 5 states

View merged incident ↗

Montana State AGOct 1 · first

Maine State AG+1d

Indiana State AG+1d

Nebraska State AG+1d · this page

Massachusetts State AG+7d

Pattern: first filing Oct 1 (MT), last Oct 8 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://nebraska.gov/ago/data-breach/documents/e61d4780-2b16-4dbc-a3c2-93c6364c6c59.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Oct 2, 2025
Raw hash: 867b7339c33cd145a8a61dd159d45d7c78371bd3ed29d857efaf9bfdd74bec18

Linked disclosures

Regulatory filings (4) · sorted by filing gap

Reporting entityAshton Thomas Private Wealth, LLC

Victim entityAshton Thomas Private Wealth, LLC

Incidentdiscovered May 29, 2020

Stated responseEngaged independent forensic experts to investigate

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancenebraska.gov