HackingFinancial ServicesFinanceCustomer Data InvolvedFinancial accountFinancial credentialsLow

HILLTOP SECURITIES INC.

bd_a7fb5a60ee67476c · schema v1 · pii pii-v1

Severity

Low

Discovered

Jul 17, 2023

Filed

Aug 28, 2023

To disclose

6 weeks

Affected · nationwide

2541 in this filing

Linked

2 filings

Confidence

50%

Full breach record for HILLTOP SECURITIES INC. →

Hilltop Securities, a financial services company, reported a data breach affecting one Maine resident. The breach, an external system breach (hacking), occurred on May 27, 2023, and was discovered on July 17, 2023. The compromised information includes names in combination with financial account or credit/debit card numbers and their associated security codes or PINs. The company notified the affected individual on August 28, 2023, and offered 12 months of credit monitoring and identity restoration services through TransUnion.

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Maine clockDiscovered Jul 17, 2023 → Filed with AG Aug 28, 202342d ⏱ ME AG >30d6 weeks discovery → filing

⚠ AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.

Incident timeline

undetected · 51 days

discovery → filing · 6 weeks / 42 days

May 27, 2023

Begins

Jul 17, 2023

Discovered

Aug 28, 2023

Filed

vs. sector median

3 wks faster

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Indiana State AGbd_f085db979a6eb4cb2023-08-28Verified

Name: HILLTOP SECURITIES INC.
norm: hilltop securities

Name: HILLTOP SECURITIES INC.
norm: hilltop securities
Industry: Financial Servicesllm

Discovered: Jul 17, 2023
Breach occurred: May 27, 2023
Undetected for: 51 daysoccurrence → discovery
Materiality determined: —
Notification sent: Aug 28, 2023
Affected individuals: 254state + nationwide
Data types: Financial accountFinancial credentials
Data elements: Financial account number
Attack vector: Unauthorized Access

Changes made: Offered 12 months of credit monitoring and identity restoration services through TransUnion.
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 6 weeks(42 days from discovery to filing)
Compliance flags: ME AG >30d · 42d
Discovery-date grounding: AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.
Clock breakdown: Statute Window Elapsed Threshold Status
Maine
Discovered: Jul 17, 2023
→ Filed with AG: Aug 28, 2023
42d 30 days (soft) ME AG >30d

Statute	Window	Elapsed	Threshold	Status
Maine	Discovered: Jul 17, 2023 → Filed with AG: Aug 28, 2023	42d	30 days (soft)	ME AG >30d

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Indiana State AGAug 28 · first

Maine State AGAug 28 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/3ec36752-3ced-418f-9eac-2afa1c6ea4df.shtml
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Aug 28, 2023
Raw hash: 864b045c8265f23d8c2055f512633e3b71fab09bdf4f97cbcac28f4b9bb6dc43

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityHILLTOP SECURITIES INC.

Victim entityHILLTOP SECURITIES INC.

Incidentdiscovered Jul 17, 2023

Stated responseOffered 12 months of credit monitoring and identity restoration services through TransUnion.

ComplianceME AG >30d

Extraction provenanceno artifact recorded

Source provenancewww.maine.gov