AccidentalMisconfigurationEmployee Data InvolvedCustomer Data InvolvedIDENTITY_GOVERNMENTIDENTITY_BASICMediumContained
California Department of Business Oversight
bd_89f60541f304e742 · schema v1 · pii pii-v1
Full breach record for California Department of Business Oversight →The California Department of Business Oversight (DBO) inadvertently disclosed personal identifying information, including Social Security numbers, of registered investment advisers and broker-dealers in response to Public Records Act requests. The data was exposed in a field labeled 'Docket/Case #' which was not redacted. DBO placed an immediate hold on releasing electronic licensing records and is working with FINRA to prevent further disclosures. Notices were sent on March 23, 2015.
Tracked as a single-filing incident — the only disclosure on record for this event so far.ConfirmedView incident
Source provenance
- Source URL
- https://oag.ca.gov/ecrime/databreach/reports/sb24-49208
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Apr 2, 2015
- Raw hash
- 64e032068b3e1567eb51c63e68a3eb8cb4e7a9231452e1d4290220b784a3aec7
Reporting entity
- Name
- California Department of Business Oversightnorm: california department of business oversight
Victim entity
- Name
- California Department of Business Oversightnorm: california department of business oversight
Incident
- Discovered
- —
- Materiality determined
- —
- Notification sent
- Mar 23, 2015
- Affected individuals
- Not disclosed
- Data types
- IDENTITY_GOVERNMENTIDENTITY_BASIC
- Attack vector
- Unknown
Compliance
- Compliance flags
- — (clock not assessable for this source)
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.