Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsData ExfiltratedCustomer Data InvolvedPIIIdentity (basic)LowContained

Modera Wealth Management, LLC

bd_82ca7d8f9bbf9438 · schema v1 · pii pii-v1

Severity

Low

Discovered

Jun 5, 2023

Filed

Sep 8, 2023

To disclose

14 weeks

Affected

4state residents only

Linked

2 filings

Confidence

65%

Full breach record for Modera Wealth Management, LLC →2 incidents on file

Modera Wealth Management, LLC notified clients of a cybersecurity incident where an employee's email account was compromised via unauthorized access between June 1 and June 5, 2023. The breach exposed client identifying information. Modera engaged forensic investigators, notified federal law enforcement, and offered 24 months of credit monitoring through Experian.

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Incident timeline

undetected · 4 days

discovery → filing · 14 weeks / 95 days

Jun 1, 2023

Begins

Jun 5, 2023

Discovered

Sep 8, 2023

Filed

vs. sector median

+5 wks slower

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_4b4b280424e8653c2023-09-08Verified

Name: Modera Wealth Management, LLC
norm: modera wealth management

Name: Modera Wealth Management, LLC
norm: modera wealth management
Industry: Financial Servicesllm

Discovered: Jun 5, 2023
Breach occurred: Jun 1, 2023 – Jun 5, 2023
Undetected for: 4 daysoccurrence → discovery
Materiality determined: —
Notification sent: Sep 8, 2023
Affected individuals: 4state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: ExternalFinancial
Regulator citations: Notified federal law enforcement
Initial access: phishing_link

During the incident: Engaged an independent cybersecurity incident response firm to conduct a thorough and comprehensive forensic analysis
Retained additional specialists to conduct an extensive analysis of the data
Notified federal law enforcement of the event
Offering you access to complimentary credit monitoring, credit freezing, and identity theft protection services for 24 months through Experian
Changes made: Undertaking a thorough review of our existing policies and procedures
Working closely with the custodians of our investment management clients to confirm if any additional steps are needed
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 14 weeks(95 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Massachusetts State AGSep 8 · first

Montana State AGSep 8 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Consumer-notification-letter-656.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Sep 8, 2023
Raw hash: d3781a081d3a17d8b693997671e224860570f371a119bf628704111e7c42deb6

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityModera Wealth Management, LLC

Victim entityModera Wealth Management, LLC

Incidentdiscovered Jun 5, 2023

Stated responseEngaged an independent cybersecurity incident response firm to conduct a thorough and comprehensive forensic analysis

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov