UnknownGovernment IDFinancial accountMedium

Kestra Investment Services, LLC

bd_7d7dd6d539c9e70d · schema v1 · pii pii-v2

Severity

Medium

Discovered

—

Filed

Dec 20, 2018

To disclose

—

Affected

432state residents only

Linked

3 filings

Confidence

95%

Full breach record for Kestra Investment Services, LLC →3 incidents on file

Kestra Investment Services LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-12-20. 432 Massachusetts residents were affected. The report records the breach type as electronic.

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Incident timeline — partial

? — ?

Breach window unknown

Dec 20, 2018

Filed

—

Corroborated · see linked filings

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Montana State AGbd_fad38f484a0691df2018-12-20Verified
New Hampshire State AGbd_26fd8f121ea019ef2018-12-21 · +1dVerified

Name: Kestra Investment Services, LLC
norm: kestra investment

Name: Kestra Investment Services, LLC
norm: kestra investment

Discovered: —
Materiality determined: —
Notification sent: —
Affected individuals: 432state-resident count only
Data types: Government IDFinancial account
Data elements: Social Security numberFinancial account number
Stated not affected: Driver's licence numberPayment card number
The filing states these were not involved. Categories absent from both lists were not addressed either way.
Attack vector: Unknown

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 3 filings · 3 states

View merged incident ↗

Montana State AGDec 20 · first

Massachusetts State AGDec 20 · first · this page

New Hampshire State AG+1d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.mass.gov/doc/data-breach-report-2018/download
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Dec 20, 2018
Raw hash: 42d36079fc8c9f8efcde5d0f716f0cf29687678844094dcb6a4bc93c1169c35b

Linked disclosures

Regulatory filings (2) · sorted by filing gap

Reporting entityKestra Investment Services, LLC

Victim entityKestra Investment Services, LLC

IncidentUnknown

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancewww.mass.gov