Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsTargetedIdentity (basic)Government IDFinancial accountMediumContained

Riggs Wealth Management

bd_7b0c89adfc694c97 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jun 24, 2019

Filed

Aug 1, 2019

To disclose

5 weeks

Affected

4state residents only

Linked

3 filings

Confidence

65%

Full breach record for Riggs Wealth Management →

Riggs Wealth Management notified clients of a phishing incident where an unauthorized person accessed an employee's email account between June 14-17, 2019. The attacker may have viewed client PII including names, SSNs, and financial data. RWM secured the account, engaged forensic assistance, and offered one year of credit monitoring.

J jump to incidentP pin to compareR raw source

Incident timeline

undetected · 10 days

discovery → filing · 5 weeks / 38 days

Jun 14, 2019

Begins

Jun 24, 2019

Discovered

Aug 1, 2019

Filed

vs. sector median

3 wks faster

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Massachusetts State AGbd_61e3fe8f1391fa5a2019-08-01Verified
Washington State AGbd_877087e97a7d71fd2019-07-03 · +29dCandidate

Name: Riggs Wealth Management
norm: riggs wealth management

Name: Riggs Wealth Management
norm: riggs wealth management
Industry: Financial Servicesllm

Discovered: Jun 24, 2019
Breach occurred: Jun 14, 2019 – Jun 17, 2019
Undetected for: 10 daysoccurrence → discovery
Materiality determined: —
Notification sent: Jun 24, 2019
Affected individuals: 4state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security number
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: External
Initial access: phishing_link

During the incident: Secured the employee’s email account
Launched an investigation to determine the nature and scope of the incident
A computer security firm was engaged to assist
Arranged for you to enroll, at no cost to you, in an online, three-bureau credit monitoring service (myTrueIdentity) for one year provided by TransUnion Interactive
Changes made: Implementing additional procedures to further expand and strengthen our security processes
Password resets for all of our online accounts
Implementation of multi-factor authentication
Providing continued education and training to our employees
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 5 weeks(38 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 3 filings · 3 states

View merged incident ↗

Washington State AGJul 3 · first

Massachusetts State AG+29d

Montana State AG+29d · this page

Pattern: first filing Jul 3 (WA), last Aug 1 (MT) — a 29-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Data-Breach-NotificationDetails3.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Aug 1, 2019
Raw hash: 4f9a4410b9013d93370e6a89fa68ec8d1289a371a424aabab3bd260b1701dc01

Linked disclosures

Regulatory filings (2) · sorted by filing gap

Reporting entityRiggs Wealth Management

Victim entityRiggs Wealth Management

Incidentdiscovered Jun 24, 2019

Stated responseSecured the employee’s email account

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov