Social EngineeringFinancial ServicesFinancePhishingCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

Swift Financial, LLC

bd_7a2be42355694327 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Nov 6, 2019

Filed

Jan 10, 2020

To disclose

9 weeks

Affected

1state residents only

Linked

2 filings

Confidence

66%

Full breach record for Swift Financial, LLC →

Swift Financial, LLC notified Montana residents of a security incident discovered on November 6, 2019. Two employees' email accounts were compromised via a phishing link, allowing an external actor to access personal and financial data. Affected data included names, addresses, driver's license/passport numbers, and bank account numbers. Swift Financial secured accounts, implemented enhanced controls, and provided one year of Kroll identity monitoring services.

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Incident timeline

discovery → filing · 9 weeks / 65 days

Nov 6, 2019

Discovered

Jan 10, 2020

Filed

vs. sector median

+1 wks slower

This filing is one of 2 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_16fa4975dccf5d362020-01-13 · +3dVerified

Name: Swift Financial, LLC
norm: swift financial

Name: Swift Financial, LLC
norm: swift financial
Industry: Financial Servicesllm

Discovered: Nov 6, 2019
Materiality determined: —
Notification sent: Jan 20, 2020
Affected individuals: 1state-resident count only
Data types: Identity (basic)Government IDFinancial account
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: ExternalFinancial
Initial access: phishing_link

During the incident: Secured the affected employees’ email accounts
Implemented enhanced security controls
Secured the services of Kroll to provide identity monitoring at no cost to you for one year
Changes made: Implemented enhanced security controls
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 9 weeks(65 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Montana State AGJan 10 · first · this page

Massachusetts State AG+3d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Consumer-55.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jan 10, 2020
Raw hash: 13d0f72c6f8d430a1784ba6d3595a57fe3519072b7f426cf33b5a6e5c3e29070

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entitySwift Financial, LLC

Victim entitySwift Financial, LLC

Incidentdiscovered Nov 6, 2019

Stated responseSecured the affected employees’ email accounts

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov