MisuseFinancial ServicesFinancePrivilege AbuseEmployee Data InvolvedTargetedIdentity (basic)Government IDPIIMediumActive

Transcontinental Fund Administration, Ltd.

bd_7477eb549e24b70a · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Oct 28, 2015

To disclose

—

Affected

1state residents only

Confidence

65%

The Wolff Company notified limited partners of a data incident at Transcontinental Fund Administration (TFA), the fund administrator. A former TFA employee allegedly took client information including names, addresses, SSNs, and tax IDs from the Chicago office in late September 2015. TFA implemented loss-recovery, sued the employee, obtained a restraining order, and notified the FBI. No fraud was detected as of the notice date.

J jump to incidentP pin to compareR raw source

Incident timeline — partial

? — ?

Breach window unknown

Oct 28, 2015

Filed

—

No filing yet · watching

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed1 affectedView incident

Name: Transcontinental Fund (Wolff Co.)
norm: transcontinental fund wolff

Name: Transcontinental Fund Administration, Ltd.
norm: transcontinental fund administration
Industry: Financial Servicesllm

Discovered: —
Materiality determined: —
Notification sent: Oct 27, 2015
Affected individuals: 1state-resident count only
Data types: Identity (basic)Government IDPII
Data elements: Social Security number
Attack vector: Insider
MITRE ATT&CK: T1078 Valid AccountsT1052 Exfiltration Over Physical Medium
Threat actor: Internal
Regulator citations: contacted the FBIcontacted municipal law enforcement authorities
Initial access: insider_action

During the incident: Implemented its loss-recovery processes
Commenced a civil action against the former employee
Secured a temporary restraining order against the former employee to prohibit publication or sharing of the information allegedly taken
Contacted both the FBI and municipal law enforcement authorities
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/Transcontinental-Fund-Administration.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Oct 28, 2015
Raw hash: 002a70ad79e5032ae4438fc857ce6b7b713aedc86bcc1965088d2717575f66e8

Reporting entityTranscontinental Fund (Wolff Co.)

Victim entityTranscontinental Fund Administration, Ltd.

IncidentInsider

Stated responseImplemented its loss-recovery processes

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov