Social EngineeringFinancial ServicesProfessional ServicesFinancePhishingStolen CredentialsCustomer Data InvolvedTargetedPIIIdentity (basic)LowContained

Barbara Treadwell CERTIFIED FINANCIAL PLANNER™

bd_6eb643187a54848a · schema v1 · pii pii-v1

Severity

Low

Discovered

Aug 4, 2023

Filed

Dec 13, 2023

To disclose

19 weeks

Affected

1state residents only

Linked

2 filings

Confidence

67%

Full breach record for Barbara Treadwell CERTIFIED FINANCIAL PLANNER™ →

Barbara Treadwell LLC reported a security incident involving suspicious activity in an employee's email account discovered on August 4, 2023. The incident may have exposed personal information, including names and data variables, of at least one individual in Rhode Island. The company secured the account, launched an investigation, and offered one year of complimentary identity monitoring through Kroll.

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Incident timeline

discovery → filing · 19 weeks / 131 days

Aug 4, 2023

Discovered

Dec 13, 2023

Filed

vs. sector median

+9 wks slower

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_82af220bda0472772023-12-13Verified

Name: Barbara Treadwell CERTIFIED FINANCIAL PLANNER™
norm: barbara treadwell certified financial planner
Domain: barbaratreadwell.com

Name: Barbara Treadwell CERTIFIED FINANCIAL PLANNER™
norm: barbara treadwell certified financial planner
Domain: barbaratreadwell.com
Industry: Financial ServicesllmProfessional Servicesllm

Discovered: Aug 4, 2023
Materiality determined: —
Notification sent: —
Affected individuals: 1state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1114 Email Collection
Threat actor: ExternalFinancial
Initial access: phishing_link

During the incident: Took immediate steps to secure the account
Launched an investigation
Implemented additional measures to enhance existing security protocols
Arranged to provide identity monitoring at no cost for one year through Kroll
Changes made: Implemented additional measures to enhance existing security protocols
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 19 weeks(131 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Massachusetts State AGDec 13 · first

New Hampshire State AGDec 13 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/barbara-treadwell-20231213.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Dec 13, 2023
Raw hash: 57a924610281ef92e2b4ba4d067ca02029c80c6ff9adb6880c90ad7689d204f4

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityBarbara Treadwell CERTIFIED FINANCIAL PLANNER™

Victim entityBarbara Treadwell CERTIFIED FINANCIAL PLANNER™

Incidentdiscovered Aug 4, 2023

Stated responseTook immediate steps to secure the account

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov