HackingFinancial ServicesFinanceStolen CredentialsCustomer Data InvolvedPIIIdentity (basic)LowContained

Dawson James Securities, Inc.

bd_5ad6c8284d32e159 · schema v1 · pii pii-v1

Severity

Low

Discovered

Jun 30, 2023

Filed

Jan 22, 2024

To disclose

29 weeks

Affected

3state residents only

Linked

5 filings

Confidence

65%

Full breach record for Dawson James Securities, Inc. →2 incidents on file

Dawson James Securities, Inc. notified New Hampshire AG of a data breach occurring June 29-30, 2023. Unauthorized access affected customer PII (names, addresses). 3 NH residents identified. Notification sent Jan 17, 2024. FBI notified. Credit monitoring offered.

J jump to incidentP pin to compareR raw source

Incident timeline

undetected · 1 days

discovery → filing · 29 weeks / 206 days

Jun 29, 2023

Begins

Jun 30, 2023

Discovered

Jan 22, 2024

Filed

vs. sector median

+21 wks slower

This filing is one of 5 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (4) · sorted by filing gap

Montana State AGbd_982e3a0b9738b23c2024-01-17 · +5dCandidate
Indiana State AGbd_a9a58282e20142bd2024-01-17 · +5dVerified
Massachusetts State AGbd_5ec6a0886b712b362024-02-12 · +21dVerified
Maine State AGbd_215d0972c8b529012024-02-16 · +25dVerified by operator

Name: Dawson James Securities, Inc.
norm: dawson james securities

Name: Dawson James Securities, Inc.
norm: dawson james securities
Industry: Financial Servicesllm

Discovered: Jun 30, 2023
Breach occurred: Jun 29, 2023 – Jun 30, 2023
Undetected for: 1 dayoccurrence → discovery
Materiality determined: —
Notification sent: Jan 17, 2024
Affected individuals: 3state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Unauthorized Access
MITRE ATT&CK: T1078 Valid Accounts
Threat actor: External
Regulator citations: Notified the FBI
Initial access: valid_credentials

During the incident: Conducted an investigation
Notified the FBI
Changed network passwords
Reviewed its policies and procedures related to data protection
Provided notice to the potentially impacted individuals on January 17, 2024, via U.S. mail
Offering the potentially impacted individuals complimentary credit monitoring and identity protection services for twelve months
Changes made: Reviewed its policies and procedures related to data protection
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 29 weeks(206 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 5 filings · 5 states

View merged incident ↗

Montana State AGJan 17 · first

Indiana State AGJan 17 · first

New Hampshire State AG+5d · this page

Massachusetts State AG+26d

Maine State AG+30d

Pattern: first filing Jan 17 (MT), last Feb 16 (ME) — a 30-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/dawson-james-securities-20240122.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jan 22, 2024
Raw hash: 5188884f1c7597160d02379a5f6bec55d755f348e14448bff9f485047a4e7006

Linked disclosures

Regulatory filings (4) · sorted by filing gap

Reporting entityDawson James Securities, Inc.

Victim entityDawson James Securities, Inc.

Incidentdiscovered Jun 30, 2023

Stated responseConducted an investigation

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov