Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsCustomer Data InvolvedTargetedPIIIdentity (basic)LowContained

VIVO CAPITAL LLC

bd_4817590976f51fe8 · schema v1 · pii pii-v1

Severity

Low

Discovered

—

Filed

Jan 3, 2020

To disclose

—

Affected

1state residents only

Linked

2 filings

Confidence

66%

Full breach record for VIVO CAPITAL LLC →

Vivo Capital, LLC notified Montana residents of a data breach involving unauthorized access to an employee email account between July 16 and August 6, 2019. The incident resulted from suspicious activity likely linked to phishing. Personal information was potentially accessed. Vivo engaged forensic investigators, secured the account, and offered 12 months of credit monitoring.

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Incident timeline

Jul 16, 2019

Begins

Jan 3, 2020

Filed

This filing is one of 2 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_f38878f69c4c5a782020-01-03Verified

Name: VIVO CAPITAL LLC
norm: vivo capital

Name: VIVO CAPITAL LLC
norm: vivo capital
Industry: Financial Servicesllm

Discovered: —
Breach occurred: Jul 16, 2019 – Aug 6, 2019
Materiality determined: —
Notification sent: Dec 11, 2019
Affected individuals: 1state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email Collection
Threat actor: External
Regulator citations: Notified state regulators
Initial access: phishing_link

During the incident: Secured the affected email account
Engaged a computer forensic investigation firm
Performed a comprehensive review of all information stored in the email account
Conducted a manual review of records to determine identities and contact information for potentially impacted individuals
Notified state regulators
Offered 12 months of complimentary credit monitoring and identity restoration services through TransUnion
Changes made: Migrating email system to Office 365 with multi-factor authentication
Reviewing existing policies and procedures
Implementing enhanced security measures
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Massachusetts State AGJan 3 · first

Montana State AGJan 3 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/General-Notice-47.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jan 3, 2020
Raw hash: 97b8dc107f8a2e51c3912b84da3cd1ffb7d00e5c9d3f9ca4a65d64894e50ee7d

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityVIVO CAPITAL LLC

Victim entityVIVO CAPITAL LLC

IncidentPhishing

Stated responseSecured the affected email account

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov